History
of the Voting System
Standards Program
During
the 1970’s, nearly anyone could cobble together
a "voting machine", and sell it to local election
officials. Few States had any guidelines for testing
or evaluating these devices. Local officials either had
to take the salesman’s word that the system worked
or else depend on the opinion of colleagues who had already
bought it. Voting equipment horror stories -- some of
them funny, some of them downright chilling -- soon began
circulating through the election community. They triggered
concerns about the integrity of the voting process.
In
February 1975, the General Accounting Office’s
Office of Federal Elections (predecessor to the Federal
Election Commission) signed an interagency agreement
with the National Bureau of Standards to develop operational
guidelines that election administrators could use to
help ensure the accuracy and security of the computer-based
vote-tallying process.
The
resulting March 1975 report, Effective Use of Computing
Technology in Vote-Tallying, concluded that one of the
basic causes for computer-related election problems was
the lack of appropriate technical skills at the State
and local level for developing or implementing written
standards, against which voting system hardware and software
could be evaluated.
This
report and comments from State and local election officials
led the U.S. Congress to direct the Federal Election
Commission (FEC), in conjunction with the National Bureau
of Standards (now known as the National Institute of
Standards and Technology), to conduct a study on the
feasibility of developing voluntary engineering and procedural
performance standards for voting systems used in the
United States.
In
early 1984, this three-year effort produced Voting System
Standards: A Report on the Feasibility of Developing
Voluntary Standards for Voting Equipment.
Based
on the recommendations in that report, Congress appropriated
funds permitting the Commission to begin developing voluntary
national standards for computer-based voting systems.
The FEC began the process in July 1984, and completed
it with the Commission’s approval in January 1990
of the first national performance and test standards
for punchcard, marksense, and direct recording electronic
voting systems.
More
than 130 State and local election officials, independent
technical experts, vendors, Congressional staff, and
others participated in the effort to produce this document.
The FEC spent $285,000 on four contracts over the course
of this effort.
Over
an extended period of time after the publication of these
standards, the National Association of State Election
Directors (NASED) established a process by which vendors
could submit their equipment to independent test authorities
for evaluation against the national standards. Wyle Laboratories
and Nichols Research Corporation are currently certified
by NASED to test hardware and examine software.
To
date, seven vendors have submitted twelve full voting
system models or system components to these test authorities
for qualification testing. The resulting test reports
can be used by States and local jurisdictions as a foundation
for assessing system integrity, accuracy, and reliability.
This
national testing effort is overseen by NASED’s
Voting System Committee, which is composed of election
officials, independent technical advisors, and the FEC’s
former contractor for the standards project. The FEC’s
Director of the Office of Election Administration and
representatives of Wyle and Nichols are ex-officio members.
The
Executive Director of the Election Center, a non-governmental
entity with member State and local election officials
and election product vendors, serves as Secretariat to
the committee.
As
the qualification testing process evolved and tested
systems were used in the field, NASED’s Voting
Systems Committee identified standards and testing issues
that needed to be resolved. In February of 1997, Christopher
Thomas, then President of NASED, and Thomas Wilkey, Chairman
of NASED’s Voting Systems Committee, briefed Commissioners
on the need for continuing FEC involvement to address
standards and testing issues raised by the independent
test authorities, as well as to keep the national standards
up-to-date.
The
current voting system standards do not, for example,
address system components and configurations that relate
to telecommunications, off-the-shelf hardware, newer
practices in software design, or developments to assist
the visually impaired in voting.
Subsequently,
the Commission agreed both to continued participation
in the standards program, pending the outcome of an alternatives
analysis to asses the fiscal impact of making needed
changes to the national standards, and to a contract
for the alternatives analysis.
The
selected contractor, ManTech Advanced Systems International,
presented an initial draft of the alternatives analysis
at a meeting of the FEC Advisory Panel in April 1998.
The
panel, composed of twenty State and local election officials
from around the country, used the opportunity to review
and comment on the initial draft. After this meeting,
the contractor proceeded to prepare the final report
to the Commission.
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